DOT Violation Points Explained: How CSA Scores Impact Fleets

dot-violation-points-explained

A single speeding ticket can add 10 points to your CSA score. A brake violation at a roadside inspection? Up to 8 points—multiplied by 3 if it happened in the last 6 months. These violation points don't just sit on a report; they directly impact your fleet's insurance premiums, audit likelihood, customer relationships, and bottom line. The FMCSA's Compliance, Safety, Accountability (CSA) program uses the Safety Measurement System (SMS) to rank carriers against their peers, identifying those with safety problems for intervention. Understanding how DOT violation points work—and how they accumulate into CSA scores—is essential for protecting your fleet from warning letters, compliance reviews, and out-of-service orders. This guide explains the CSA scoring system, how violations affect your fleet, and proven strategies to reduce your scores through proactive inspections. Sign up for HVI to catch violations before inspectors do, or book a demo to see how digital inspections improve CSA scores.

What Are DOT Violation Points?

DOT violation points are numerical values assigned to safety violations discovered during roadside inspections, compliance reviews, and crash investigations. These points feed into the FMCSA's Safety Measurement System (SMS), which calculates your carrier's CSA scores and determines whether you'll be prioritized for enforcement intervention.

How It Works

The DOT Violation Points System

Every safety violation discovered by law enforcement is assigned a severity weight reflecting its relationship to crash risk. These points are then multiplied by a time weight based on recency, and grouped into one of seven safety categories called BASICs (Behavior Analysis and Safety Improvement Categories). Your carrier is then ranked against similar carriers to produce a percentile score in each category.

CSA Score Calculation Formula

Severity Weight 1-10 points
×
Time Weight 1-3x multiplier
=
Weighted Points Total impact
0-6 months × 3
7-12 months × 2
13-24 months × 1
24+ months Dropped

Key Points About DOT Violation Points

1
Points Are Carrier-Based

Violations are assigned to the motor carrier's DOT number, not individual drivers. However, driver violations directly impact carrier scores.

2
Recent Violations Hit Harder

A violation from last month has 3x the impact of the same violation from 18 months ago due to time weighting.

3
Percentile Ranking

Your score is a percentile (0-100) comparing you to similar carriers. Higher percentile = worse performance.

4
Data Updates Monthly

SMS data is updated monthly with new inspection results, so scores can change frequently.

2026 SMS Update

Simplified Severity Weights Coming

FMCSA is overhauling the SMS methodology with significant changes:

  • Simplified severity scale: The 1-10 scale will become 1-2 (OOS violations = 2, all others = 1)
  • Consolidated violations: 2,000+ violation codes grouped into ~100 violation groups
  • Renamed categories: "BASICs" becoming "Compliance Categories"
  • Restructured categories: Controlled Substances/Alcohol merged into Unsafe Driving; Vehicle Maintenance split into two categories

Until the updated system launches, carriers should continue monitoring scores under the current methodology while preparing for the changes.

CSA Score Categories Explained

The FMCSA evaluates carrier safety across seven Behavior Analysis and Safety Improvement Categories (BASICs). Each category focuses on a specific type of safety concern, and carriers receive separate percentile scores in each. Understanding these categories helps you identify where your fleet is most vulnerable and prioritize improvement efforts.

1

Unsafe Driving

Threshold: 65%

Operation of commercial motor vehicles in a dangerous or careless manner, including moving violations observed during inspections or reported by law enforcement.

Example Violations:
  • Speeding (4-10 points based on severity)
  • Reckless driving (10 points)
  • Improper lane change (5 points)
  • Texting while driving (10 points)
  • Failure to wear seatbelt (7 points)
  • Following too closely (5 points)
2

Hours of Service (HOS) Compliance

Threshold: 65%

Violations of driving time limits, required rest periods, logbook requirements, and ELD compliance. This is one of the most common violation categories.

Example Violations:
  • Driving beyond 11-hour limit (7 points)
  • Driving beyond 14-hour window (7 points)
  • False record of duty status (7 points)
  • No ELD or non-compliant device (5 points)
  • Driving after HOS violation (10 points)
  • Incomplete logbook (1-4 points)
3

Vehicle Maintenance

Threshold: 80%

Failure to properly maintain commercial motor vehicles, including defects discovered during inspections. This is the highest-volume violation category.

Example Violations:
  • Brakes out of service (8 points)
  • Inoperable required lamp (4 points)
  • No proof of periodic inspection (4 points)
  • Tire tread depth below minimum (8 points)
  • Brake hose chafing/kinking (4 points)
  • Oil/grease leak (1 point)
4

Controlled Substances/Alcohol

Threshold: 80%

Operation of CMVs while impaired by alcohol, illegal drugs, or misuse of prescription/OTC medications. Violations in this category carry severe consequences.

Example Violations:
  • Operating under influence (10 points)
  • Possession of controlled substance (10 points)
  • Alcohol in CMV (10 points)
  • Positive drug/alcohol test (10 points)
  • Refusal to submit to testing (10 points)
5

Driver Fitness

Threshold: 80%

Operation of CMVs by drivers who are unfit due to lack of training, experience, medical qualification, or licensing issues.

Example Violations:
  • No valid CDL (8 points)
  • Driving while disqualified (10 points)
  • No valid medical certificate (5 points)
  • Wrong CDL class/endorsement (8 points)
  • Suspended CDL (10 points)
  • Operating without English proficiency (2 points)
6

Hazardous Materials Compliance

Threshold: 80%

Unsafe handling, marking, placarding, or transportation of hazardous materials. Only applies to carriers transporting hazmat requiring placards.

Example Violations:
  • Failure to placard (4-7 points)
  • Leaking containers (4 points)
  • Improper package markings (4 points)
  • No shipping papers (4 points)
  • Smoking near hazmat (7 points)
7

Crash Indicator

Threshold: 65%

Patterns of crash involvement based on state-reported crashes meeting reportable criteria (fatality, injury requiring medical attention away from scene, or vehicle towed).

Factors Considered:
  • Crash frequency and severity
  • Time since crashes occurred
  • Fleet size and mileage exposure
  • Crash preventability (CPDP)

Note: This BASIC is not publicly visible—only carriers and enforcement can see it.

Intervention Thresholds

When your percentile score reaches or exceeds these thresholds, FMCSA may prioritize you for investigation or other intervention:

65% Unsafe Driving, HOS Compliance, Crash Indicator
80% Vehicle Maintenance, Driver Fitness, Controlled Substances, Hazmat

Passenger carriers and hazmat carriers have lower thresholds (50-75% depending on category).

How DOT Violations Affect Fleets

High CSA scores create a cascade of negative consequences that extend far beyond the initial violation. Understanding these impacts helps justify investment in prevention and compliance programs.

1

Increased FMCSA Intervention

High scores trigger escalating enforcement actions from FMCSA, consuming time and resources while putting your operating authority at risk.

1 Warning Letters Formal notice of safety problems
2 Targeted Inspections Increased roadside inspection frequency
3 Offsite Investigation Document review at FMCSA location
4 Onsite Investigation Compliance review at your facility
5 Notice of Violation/Claim Civil penalties assessed
6 Out-of-Service Order Operations cease until resolved
2

Higher Insurance Premiums

Insurance underwriters use CSA scores to assess risk. High scores directly translate to higher premiums—or difficulty obtaining coverage at all.

79% Higher crash likelihood for carriers with scores exceeding thresholds

Insurers view high CSA scores as predictive of future claims. Even modest score increases can result in premium hikes of 10-30% or more at renewal.

3

Lost Business Opportunities

Shippers, brokers, and 3PLs increasingly check CSA scores when selecting carriers. Five of the seven BASICs are publicly visible to anyone.

  • Shippers may refuse to work with high-score carriers
  • Brokers screen carriers before load assignments
  • Amazon Relay and similar programs flag high-risk carriers
  • Contract opportunities may require score thresholds
  • Reputation damage affects long-term relationships
4

Driver Recruitment Challenges

Quality drivers research potential employers—and high CSA scores signal problems. Carriers with poor scores struggle to attract and retain safe, experienced drivers.

  • Experienced drivers avoid high-risk carriers
  • Increased audit scrutiny creates stressful work environment
  • Higher insurance costs may affect driver benefits
  • Good loads go to compliant carriers, leaving less desirable freight

The True Cost of Poor CSA Scores

Average fine per acute violation $5,000-$16,000
Compliance review preparation time 40-80+ hours
Insurance premium increase 10-30%+
Revenue loss during OOS order Total (100%)

Common High-Risk Violations

Some violations carry significantly more weight than others—both in terms of CSA points and enforcement consequences. Knowing which violations to prioritize helps you focus prevention efforts where they matter most.

High-Severity Violations (8-10 Points)

Violation Category Points OOS Rate
Texting while operating CMV Unsafe Driving 10 High
Speeding 15+ mph over limit Unsafe Driving 10 High
Reckless driving Unsafe Driving 10 High
Operating under influence Controlled Substances 10 100%
Driving while disqualified Driver Fitness 10 100%
Driving after HOS violation HOS Compliance 10 100%
Brakes out of service (20%+) Vehicle Maintenance 8 99.9%
No valid CDL Driver Fitness 8 100%
Tire flat/audible air leak Vehicle Maintenance 8 97.8%

Most Frequently Cited Violations

These violations occur most often during roadside inspections—making them priority areas for prevention:

1
Inoperable Required Lamp

The #1 vehicle maintenance violation. Headlights, taillights, brake lights, turn signals, and marker lamps must all function.

4 points • Easy to prevent
2
No Proof of Periodic Inspection

Operating without valid annual DOT inspection documentation. The #2 vehicle maintenance violation—133,000+ citations annually.

4 points • 12 CSA points total with time weight
3
Brake Adjustment Out of Spec

Clamp or roto-type brakes out of adjustment. Often caught even with automatic slack adjusters.

4-8 points • High OOS rate
4
Speeding (6-10 mph over)

The most common Unsafe Driving violation. Traffic stops often trigger Level 3 inspections.

4 points • Triggers additional scrutiny
5
HOS Form & Manner Violations

Incomplete logbook entries, missing supporting documents, or ELD malfunction without backup.

1-7 points • Very common
6
Tire Tread Depth Below Minimum

Below 4/32" on steer axle or 2/32" on drive/trailer axles results in violation.

8 points • High OOS rate

Out-of-Service Violations: The Worst Offenders

These violations result in immediate out-of-service orders, meaning the vehicle or driver cannot operate until the defect is corrected:

99.9% Brakes OOS (20%+ defective)
97.8% Flat tire / audible air leak
94.4% Tread separation / exposed cord
90.3% No emergency braking
100% Operating under influence
100% No valid CDL / disqualified

Reducing CSA Scores with Inspections

The most effective way to improve CSA scores is to prevent violations before they happen. Consistent, thorough inspections—both daily pre-trips and internal audits—catch defects before roadside enforcement finds them. Here's how to build an inspection program that protects your scores:

A

Implement Digital Pre-Trip Inspections

Paper inspections are prone to "pencil whipping"—drivers checking boxes without actually inspecting. Digital inspections with guided workflows and photo requirements ensure thorough, documented inspections every time.

How Digital Inspections Help:
  • Guided checklists ensure no items are missed
  • Photo documentation proves actual inspection occurred
  • GPS and timestamps prevent falsification
  • Defects automatically trigger work orders
  • Creates audit-ready documentation
B

Prioritize High-Point Violations

Focus maintenance and inspection efforts on the components that cause the most CSA damage: brakes, tires, and lights account for over 60% of vehicle OOS violations.

Priority Inspection Areas:
  • Brake adjustment and air system integrity
  • Tire tread depth, pressure, and condition
  • All lighting devices (check every trip)
  • Coupling devices and fifth wheel
  • Steering and suspension components
C

Conduct Regular Internal Audits

Quarterly mock inspections using CVSA criteria identify issues before roadside enforcement does. Document findings and corrective actions to demonstrate proactive compliance.

Internal Audit Best Practices:
  • Use CVSA Level 1 inspection criteria
  • Document all findings (even clean results)
  • Track patterns across fleet
  • Correct deficiencies before vehicles operate
  • Review trends monthly
D

Train Drivers on CSA Impact

Drivers who understand how their actions affect CSA scores are more likely to take inspections seriously and avoid risky behaviors. Make CSA awareness part of ongoing training.

Driver Training Topics:
  • How violations affect carrier scores
  • High-point violations to avoid
  • Proper pre-trip inspection techniques
  • Professional interaction with inspectors
  • HOS compliance and ELD usage
E

Use DataQs to Contest Errors

Not all violations are valid. The FMCSA's DataQs system allows you to challenge incorrect violations with proper documentation. Successfully contested violations are removed from your score.

When to Contest:
  • Violation was issued in error
  • Court dismissed the citation
  • Crash was not preventable (CPDP)
  • Documentation proves compliance
  • Vehicle was not under your authority
F

Hire with PSP Screening

The FMCSA Pre-Employment Screening Program (PSP) shows driver crash and inspection history for the past 5 years. Hiring drivers with clean records protects your scores from the start.

PSP Benefits:
  • 8% lower crash rates for fleets using PSP
  • 17% lower driver OOS rates
  • Identify patterns before hiring
  • Protect scores from high-risk drivers
  • $10 per report—worth the investment

How Long Does It Take to Improve CSA Scores?

CSA scores naturally improve over time as violations age out—but you can accelerate improvement with proactive measures:

0-6 Months

Recent violations have maximum impact (3x weight). Focus on preventing new violations. Clean inspections begin building positive data.

6-12 Months

Violations from 6+ months ago drop to 2x weight. Consistent clean inspections show improvement trend.

12-24 Months

Violations now at 1x weight. Accumulated clean inspections significantly improve percentile ranking.

24+ Months

Old violations drop off entirely. With consistent compliance, scores reflect current (improved) performance.

Frequently Asked Questions

Q What is a good CSA score?
CSA scores are percentiles, so lower is better. A score of 0 means you have no violations in that category. Any score below 50% is generally considered acceptable, though the best carriers aim for scores under 30%. Scores above 65% in Unsafe Driving, HOS, or Crash Indicator—or above 80% in other categories—trigger intervention. Sign up for HVI to implement inspections that keep your scores low.
Q How long do violations stay on my CSA score?
Violations remain on carrier CSA records for 24 months, with decreasing impact over time (3x weight in months 0-6, 2x in months 7-12, 1x in months 13-24, then dropped). Driver violations stay on individual PSP records for 36 months. This time-weighting system means recent violations hurt much more than older ones.
Q Do clean inspections help my CSA score?
Yes! Clean inspections (inspections with no violations) are included in your data and help lower your percentile ranking by demonstrating consistent compliance. The more clean inspections you accumulate, the better your scores become relative to carriers with violation-heavy records. Book a demo to see how proactive inspections generate more clean inspection outcomes.
Q Can I remove violations from my CSA score?
You can challenge incorrect violations through FMCSA's DataQs system. If you have documentation proving a violation was issued in error, the citation was dismissed in court, or a crash was not preventable (through CPDP), submit a Request for Data Review. Successfully challenged violations are removed from your score. You have 2 years to contest violations.
Q Do drivers have individual CSA scores?
Drivers don't have CSA "scores" in the same sense carriers do—the percentile ranking system applies to carriers only. However, driver violations are recorded and visible to carriers through the Pre-Employment Screening Program (PSP), which shows 5 years of crash data and 3 years of inspection violations. Carriers should use PSP when hiring to protect their scores. Start your free trial to create driver accountability through documented inspections.
Q How can I check my current CSA scores?
Log in to the FMCSA's SMS website at ai.fmcsa.dot.gov/SMS using your USDOT number and PIN. You'll see your scores in all seven BASIC categories, including the non-public Crash Indicator and Hazmat Compliance categories. Public users can see five of the seven categories for any carrier by searching the DOT number. Schedule a consultation to review your scores and develop an improvement plan.

Protect Your CSA Scores with Proactive Inspections

Every violation avoided is points saved. HVI's digital inspection platform helps your drivers complete thorough pre-trip inspections that catch defects before roadside enforcement does—keeping your fleet compliant, your CSA scores clean, and your business protected.

No credit card required • CSA-focused inspection templates included • Setup in under 10 minutes


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